Regulatory Reporting

Rapid, ongoing evolution of the global regulatory market presents challenges for financial institutions looking for an automated, scalable and data-driven approach to regulatory reporting. To ensure greater transparency and data accuracy, asset management firms are increasingly tasked with aggregating and leveraging risk data within their reporting processes. Our end-to-end regulatory reporting solution removes the pain of reporting by seamlessly consolidating data from the Axioma Risk platform and the Axioma Reporting Solutions calculation engine to align reports and ensure a consistent, firm-wide picture of risk across all reporting regimes.

DATA-DRIVEN BUSINESS INSIGHT
Leverage data from a range of sources, including the Axioma Risk engine, to maintain clean, consistent, easily-verifiable reporting datasets. Greater analytic insight and transparency allow for a comprehensive view of enterprise risk and better decisioning.

A SECURE, AUTOMATED PLATFORM
Remove the pain of manual, Excel-based report filing. Our technology platform standardizes and automates the regulatory reporting process across any report, geography and regulatory body. Easily drill down to transaction-level detail and verify underlying data needed to generate audit trails and required levels of transparency.

Some of the regulatory and risk reports that we provide:

We’d love to show you how we can change the way you report. Contact us to find out more

Consistency across regulatory reports
Scalable processes and streamlined data aggregation that allow for rapid expansion into multiple reporting categories
Proficient regulatory specialists who continuously engage in research, ensuring their knowledge and our system is current
Enhanced transparency through robust audit trails, exception and difference reporting, and version controls
Instant drill-downs to quickly understand how calculations are made and what data is being used
Easy and timely retrieval of stored information

Axioma Reporting Solutions

Our integrated solution is designed to facilitate the preparation and submission of an expanding and complex set of reporting requirements from global regulatory bodies, including the SEC, CFTC, FCA, and ESMA.

Form N-PORT

Form N-PORT, part of the SEC Modernization reforms, became effective January 2017. It enables the SEC to evaluate risks to particular funds or sectors, as well as risk across the fund industry.

Form-PF

From data mapping to report population through report filing, our solution manages every step of the Form-PF reporting process. From our central, secure data repository, we find synergies across Form-PF, CPO-POR, and Annex IV in order to facilitate the preparation of multiple forms and meet increasingly complex regulatory requirements.

AIFMD Annex IV Reporting

AIFMD Annex IV presents managers with the most costly and onerous reporting obligations to date. Axioma has extensive experience with complex reporting requirements like AIFMD Annex IV and is able to assist clients with every step of the ﬁling process to facilitate smooth and on-time reporting.

Commodity Pool Operators CPO-PQR

Enacted in 2012, Form CPO-PQR is the commodity equivalent of Form-PF and requires registered Commodity Pool Operators to file on either a quarterly or annual basis depending on the amount of assets under management in addition to scope of business activity.

EU UCITS Funds

UCITS (Undertakings for Collective Investment in Transferable Securities) refers to a set of European Union Directives that established a harmonized framework for the creation, management and marketing of retail collective investment schemes in the EU (and EEA) Member States, with a strong focus on investors’ protection and product regulation.

Find out more about how Axioma can help you. Contact us at sales@axioma.com or call us:
North America: +1-212-991-4500
Europe: +44-203-621-8241
Asia: +852-8203-2790

We look forward to hearing from you.