Regulatory Reporting

What to Expect from the SEC in 2019…

The SEC continues to use technology and human capital to stay ahead of not only systemic risks, but the risks to which all investors are exposed.

Posted 02.04.19 Denis Tarpey

Crisis Averted! Really?

What caused the financial crisis? Does anyone actually know? Was it lack of regulation or de-regulation? Or, was it lack of understanding of the significance and the complexity of the securitisation markets?

There have been many thought-provoking articles on the ‘financial crisis - 10 years later’ subject.  Scholars, agencies and journalists write of the great remedial achievements and of the flaws ...

Posted 10.09.18 Nicola Le Brocq

Liquidity Risk Management and N-Port: What to Expect Ahead of the April 2019 Deadline

Now that the dust has finally settled, the fund industry can appropriately focus its energy on delivering N-Port and its most sticky component: liquidity.

Posted 07.19.18 Denis Tarpey

Everything You Need To Know About the New PRIIPs Directive

The PRIIPs was introduced on 1st January 2018. Six months later, we take a closer look at how this regulation impacted the market and investors.

Posted 05.30.18 Nicola Le Brocq